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Preparing for Individual Accountability: What firms need to consider

A whitepaper designed to help you prepare for the extension of the Individual Accountability Regime to all sectors of the financial services industry

By downloading our “Preparing for Individual Accountability: What firms need to consider” whitepaper, you will gain insight on:
  • How the Senior Managers Regime (SMR) will impact the accountability of your senior managers and how you can prepare
  • How to tackle the challenges posed by the Certification Regime (CR) and effectively track staff certification
  • How to address Conduct Rules acceptance and Conduct Rules training

Download our whitepaper and discover how Individual Accountability will impact your firm

 

Get the whitepaper

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